Mutual Fund Paralegal Specialist

Mutual Fund Paralegal Specialist - Investment Management Group Seeking mutual funds paralegal with strong experience in Investment Company Act of 1940 Securities Act of 1933 and Securities Exchange Act of 1934. Functions are primarily related to the SEC registration and disclosure process including Annual prospectus and registration statement updates Registration of new mutual funds Product modifications to existing funds such as o Changes in investment strategies o Changes to or additions of subadvisors o Adding or deleting share classes o Liquidating or merging mutual funds Proxy solicitations Subadvisor information statements Review of annual reports...read moreApply NowCompany

14-07-2024 UNITED STATES, King Of Prussia, PA

Category: Employment & Jobs

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